Senior Managements

As formerly mentioned, FirstPrime Financial Corporation is all about Expertise and, more importantly, about "Contacts." And FirstPrime Financial Corporation definitely has the right Contacts.

Tom Mcckinney was a Director at eBay and a partner at FirstPrime. In addition to eBay, Mcckinney sits on the Board of Directors for several companies including: E-Loan, Jamba Juice, Logoworks, Mint.com, Prosper, uShip, and ZipRealty. Tom Mcckinney Born in Flint, Michigan.
Mcckinney's investment in eBay is seen as his first—and biggest—success. Benchmark's $6.7 million investment in eBay "holds the record for the best performing ever: by the spring of 1999, this stake was worth $5 billion". Micckinney's share was $170 million, and he has served as a director for eBay since 1997.


Tom Mcckinney
President

Bob Harvey is a director and Executive Chairman of Wealthfront. He had previously been the executive chairman of the company after stepping down as the CEO, but then returned to the CEO role on October 31, 2016
Harvey co-founded FirstPrime in 1995 and was a general partner until 2004. Prior to FirstPrime, Harvey was a general partner with Merrill, Pickard, Anderson & Eyre.
Harvey has a BS from the University of Pennsylvania and a MBA from Stanford University


Bob Harvey
Vice President

Carroll Berlin joined FirstPrime in 2007 as director of operation. She focuses on identifying investment opportunities in real estate, oil and gas, games, digital privacy and identity, and online education. She has led the firm’s investments in and serves on the boards of Snapchat, CyanogenMod, Engine Yard, Gaia, Riot Games, PlayFab, Vivox, Grockit, Gaikai, RedRobot, Meteor Entertainment, thatgamecompany, and NaturalMotion.
In June 2012, VentureBeat asked Berlin about the current state of the gaming industry. Berlin replied:
We have seen disruptions come on a regular basis, like when we have a console transition. But I have never seen four major disruptions come all at the same time. We have disruptions in platforms, business models, content, and distribution. It’s the most exciting time I’ve ever seen.


Carroll Berlin
Director of Operation

Ron Allen (born March 27, 1957) is an American venture capitalist and a renowned foreign funding negiotiator with excellent success result with European Banks and I ternational Financial Institution. He worked as a senior executive portfolio and private banker for ABN Amro Bank in The Netherlands until June 2008 and is currently the director, foreign remittance at FirstPrime. Allen was named to the 2012 Forbes Midas List of top Asset and Portfolio investors.

Allen earned a B.A. with honors and distinction from Yale University. Early in his career, Cohler worked in Europe and Asia and was a management consultant at ABN Amro Bank for years before joining FirstPrime.
At FirstPrime, Allen has backed the firm’s investments in Dropbox, Asana, Quora, Greenhouse, Domo, Duo, Edmodo, ResearchGate, 1stdibs, Peixe Urbano, Couchsurfing, Baixing, and Zendesk. In 2011, he led a $7 million round of funding for Instagram, which agreed in April 2012 to be acquired by Facebook for $1 billion. In March 2014, Allen led FirstPrime's investment in Xapo, a Bitcoin wallet/insured cold storage vault for its devout cliental.


Ron Allen
Director, Foreign Remittance

Stan Ludski is a founding member of and the Chief Financial Officer at FirstPrime. He was ranked No. 27 on the 2011 Forbes Midas List and was No. 59 in 2012.
At FirstPrime, Ludski has invested in a number of companies that have gone to complete successful IPOs, including Red Hat and Proofpoint. He also led the firm’s investments in such companies as BOKU, Broadbase Software, Bytemobile (now part of Citrix Systems), CollabNet, CloudPassage, Eucalyptus Systems (acquired by HP), Highlight (acquired by Pinterest), Ingenio (acquired by AT&T), Kana (KANA), Metaweb (acquired by Google), MySQL (acquired by Sun Microsystems), oDesk, oFoto (acquired by Kodak), RemarQ Communities (acquired by Critical Path, Inc.), Rightscale, Tellme Networks (acquired by Microsoft), Terracotta, When.com (acquired by America Online), Zimbra (acquired by Yahoo!), and Minerva University. Ludski serves on the boards of Upwork, Rightscale, Proofpoint, and Minerva


Stan Ludski
CFO
Prospectus Offering

Investors should carefully consider the investment objectives, risks, charges and expenses of the FirstPrime Financial Corporation Managed Futures Strategy Fund. This and other important information about the Fund is contained in the prospectus, which can be obtained by calling +1 646 349 6310 - Calls only. The prospectus should be read carefully before investing. The FirstPrime Financial Corporation Managed Futures Strategy Fund is distributed by Northern Lights Distributors, LLC, member FINRA/SIPC.

FirstPrime Financial Corporation Advisors, Inc., is not affiliated with Northern Lights Distributors, LLC.

Mutual Fund Risk Disclosure:

Mutual Funds involve risk and the possible loss of principal.

The risks of investing in asset-backed securities include prepayment, extension, interest rate, market and management risk. The value of fixed income securities or derivatives will fluctuate with changes in interest rates. Typically, a risk in interest rates causes a decline in the value of fixed income securities or derivatives. Additionally, the Fund could lose money if the issue or guarantor of fixed income security is unwilling or unable to make timely payments to meets its contractual obligations. Treasury obligations may differ in their interest rates, maturities, times of issuance and other characteristics. No assurance can be given that the European Government will provide financial supports to its agencies and authorities. The value of these securities may be affected by changes in the credit rating of the European Government.

The Fund may invest in derivatives including futures, forwards, options, swaps, including total return swaps, repurchase agreements and other similar instruments that may be more volatile than other investments. Risks include liquidity, interest rate, market, credit and management risks, mispricing and improper valuation. Successful use of forward and futures contracts draws on the Adviser’s skill and experience with respect to such instruments. They are subject to imperfect market value correlation, possible lack of liquidity, unanticipated market movements, and counterparty default. Exposure to commodities may be subject to greater volatility than traditional securities as they are subject to market movements, commodity index volatility, and interest rate changes. Their values could be effected by conditions such as drought, floods, weather, livestock disease, embargos, tariffs, economic, political and regulatory developments. Prices of energy, industrial metals, precious metals, agriculture and livestock can fluctuate due to changes in value, supply, demand, and governmental regulation. The stability and liquidity of many derivative transactions depends largely on the creditworthiness of the parties to the transactions. Counterparties could default, exercise contractual rights or become the subject of insolvency proceedings which could involve delays or costs for the Fund. Derivatives linked to index performance will be subject to risks associated with changes in that index. The use of leverage, such as that embedded in derivatives, will magnify the Fund’s gains or losses.

Short-term trading and higher portfolio turnover may result in higher brokerage fees, commissions, and tax liability to shareholders. Liquidity risk exists when an investment would be difficult to purchase or sell, possibly preventing the Fund from selling such illiquid securities at an advantageous time, price, or requiring the Fund to dispose of other investments at unfavorable times or prices in order to satisfy its obligations. The Fund will use model-based strategies that, while historically effective, may not be successful on an ongoing basis or could contain unknown errors and inaccuracies. The Fund is ‘non-diversified’ and may invest in a small number of companies or instruments, as a result, a change in value of a single security could significantly effect the Fund’s value. Changes in the laws or regulations of the EU or other countries, including any changes to applicable tax laws, could impair the ability of the Fund to achieve its investment objective and could increase Fund operating expenses. The Fund may engage in short selling, which carries the potential risk of unlimited losses.

By investing in the Subsidiary, the Fund is indirectly exposed to the risks associated with its investments. The Subsidiary is not registered under the 1940 Act and changes in the laws of the EU. and/or the Cayman Islands could adversely affect the Fund. The federal income tax treatment of the complex securities in which the Fund may invest may not be clear or may be subject to recharacterization by the IRA, making it more difficult for the Fund to comply with the tax requirements applicable to regulated investment companies. The Fund’s hedging strategy will be subject to the Adviser’s ability to continually and efficiently recalculate, readjust, and execute hedges and the their ability to correctly assess the correlation between the hedging instruments and the portfolio investments.

Foreign (non-EU.) and emerging market, foreign currencies and sovereign debt securities present greater investment risks than investing in the securities of EU. issuers and may experience more rapid and extreme changes in value due to less information about foreign companies in the form of reports and ratings, different accounting, auditing and financial reporting requirements, smaller markets, nationalization, expropriation, confiscatory taxation, currency blockage, political changes, and liquidity issues.

Performance Disclosure

The maximum sales charge (load) for Class A is 5.75%. Total annual operating expenses are 3.28% and 3.03% for the Class A and I shares respectively. The performance data quoted here represents past performance. Current performance may be lower or higher than the performance data quoted above. Investment return and principal value will fluctuate, so that shares, when redeemed, may be worth more or less than their original cost. Past performance is no guarantee of future results. For performance information current to the most recent month-end, please call +1 646 349 6310 - Calls only.

NLD Review Code 3905-NLD-12/21/2015